Before diving deep, let’s quickly establish a basic understanding. Orient Securities is not a market newcomer but a large, comprehensive securities company with deep roots in mainland China. Founded in 1998 and headquartered in Shanghai, its business scope is extensive, covering securities, futures, asset management, investment banking, and other financial fields. Our focus today, Orient Securities (Hong Kong), is its key subsidiary for international market expansion. It holds multiple licenses issued by the Hong Kong Securities and Futures Commission (SFC) and is subject to its strict regulation, specifically providing trading services for Hong Kong stocks, US stocks, and A-shares to global Chinese investors.
Key Highlight: The most significant label for Orient Securities is its “state-owned holding” background, which has built a strong foundation of credibility in the minds of investors. For those who prioritize capital safety and stability, this is undoubtedly a major plus.
The controlling shareholder of Orient Securities is Shenergy (Group) Co., Ltd., a state-owned enterprise under the Shanghai State-owned Assets Supervision and Administration Commission. What does this “national team” background imply?
So, to answer the question, “Is state ownership secure?” the answer is relatively affirmative. It provides investors with a layer of psychological security backed by national credit, which is one of its core competitive advantages that distinguish it from many other brokerages.
The core business of Orient Securities (Hong Kong) revolves around secondary market trading, aiming to provide investors with a one-stop platform for global asset allocation. Its main services include:
After understanding the basic background, let’s analyze what makes Orient Securities attractive and gives it a place in the competitive brokerage market.
“Ultra-low commissions” is a key selling point that Orient Securities (Hong Kong) repeatedly emphasizes in its promotions. For frequent traders, fees are a crucial factor in determining final returns. So, what is its commission structure really like?
To give you a more intuitive feel, we have prepared a simple fee comparison table (please note that specific fees may be adjusted at any time, so refer to the latest official announcements):
| Trading Market | Orient Securities (HK) Reference Commission | Market Mainstream Traditional Broker Reference Commission | Cost Advantage |
|---|---|---|---|
| Hong Kong Stocks | Generally offers highly competitive plans, sometimes with limited-time commission-free offers | 0.1% – 0.25%, with minimum charges | Significant |
| US Stocks | Charged per share, around $0.0039, with minimum charges | Charged per share or per transaction, generally higher | Competitive |
| A-Share Connect | Usually around 0.05% of the transaction amount | 0.1% – 0.2% | Obvious |
As the table shows, Orient Securities’ low-commission strategy is not just talk. Especially in Hong Kong stock trading, its discounts often outperform many traditional banks or brokerages. This is a huge attraction for cost-conscious investors, particularly short-term traders.
As mentioned earlier, the state-owned background is Orient Securities’ most solid moat. In the financial investment world, platform stability and reliability are always paramount. By choosing Orient Securities, you get:
Unlike discount brokers that only provide a trading channel, Orient Securities leverages its strong research team to offer clients professional market analysis and research reports. These reports may cover:
This free value-added service is extremely valuable for investors who want to make more informed decisions rather than just following trends.
“Orient EasyWin” is the trading platform created by Orient Securities (Hong Kong) specifically for mobile users. It integrates functions like account opening, trading, market data, and information. Its main features include:
No brokerage is perfect. To provide you with an objective and comprehensive perspective, we must also frankly point out some potential issues with Orient Securities.
Some users have reported that, compared to some of the newer internet brokerages, the “Orient EasyWin” app is slightly traditional in its interface design and user experience (UI/UX). While fully functional, there may be room for improvement in terms of operational smoothness, feature guidance, and personalization options. Additionally, finding more detailed fee structures (such as platform usage fees, dividend collection fees, etc.) can sometimes take more time on the official website or app, and information transparency could be enhanced.
When conducting due diligence, checking a company’s past record is an essential step. It has been verified that Orient Securities (Hong Kong) Limited has been disciplined and fined by the Hong Kong SFC in the past for issues such as internal control failures. For example, in 2020, the SFC reprimanded and fined the company for its failures in handling client accounts and monitoring suspicious transactions.
How to View This Issue?
For investors, this means maintaining a degree of caution and continuing to monitor its subsequent compliance performance. This is also why we emphasize an objective evaluation rather than a blind recommendation.
The account opening process at Orient Securities is fully online and very convenient. You can easily complete the application with just a smartphone.
First Step: Search for “Orient EasyWin” in your mobile app store (App Store or Google Play) and download it.
Second Step: Prepare the following documents:
Third Step: Open the app, select “Online Account Opening,” and follow the prompts to fill in your basic personal information, financial status, investment experience, etc.
Fourth Step: Complete an investment risk assessment questionnaire. This is a regulatory requirement to ensure you understand your risk tolerance. Please fill it out according to your actual situation.
Fifth Step: Upload photos of your prepared identification and proof of address documents.
Sixth Step: Follow the in-app instructions to complete facial recognition or record a short video performing a specified action to verify your identity.
Seventh Step: After confirming all information is correct, submit the application. Typically, the review will be completed within 1-3 business days, and you will be notified by email or SMS upon successful account opening.
Based on all the analysis above, we can draw a clear conclusion. Orient Securities (Hong Kong) is a brokerage with very distinct pros and cons.
In summary, Orient Securities is a reliable, affordable, and well-backed traditional brokerage that is striving to catch up in the digital transformation. It is particularly suitable for conservative investors who prioritize capital safety and low costs. Before making a final decision, it is recommended to download its “Orient EasyWin” app to experience it firsthand and check for the latest account opening promotions.
A: Absolutely not. Orient Securities (Hong Kong) is a licensed corporation (Central Entity No.: AUZ922) regulated by the Hong Kong Securities and Futures Commission (SFC) and is subject to strict financial supervision. Its state-owned holding background also provides a strong endorsement of its credibility. Client assets are protected by independent custody and the Investor Compensation Fund, making it a legitimate and compliant brokerage.
A: Fees are one of its main advantages. Hong Kong stock trading often has commission-free or extremely low-commission promotions; US stock trading is typically charged per share at a competitive market rate; A-Share Connect commissions are also lower than many traditional brokerages. However, please note that in addition to trading commissions, there may be other fees such as platform usage fees, dividend collection fees, and transfer fees. It is recommended to read their official fee schedule in detail before opening an account.
A: No. You can use a bank account in your own region (such as Taiwan or Malaysia) to deposit funds (usually via wire transfer). However, using a Hong Kong bank account (e.g., via FPS) for deposits is typically faster and cheaper. Therefore, having a Hong Kong bank account is more convenient, but it is not a requirement for opening an account and trading.
A: Orient Securities refers to its parent company in mainland China, which primarily serves the mainland market, and its business and regulation follow the rules of the China Securities Regulatory Commission (CSRC). Orient Securities (Hong Kong) is its subsidiary established in Hong Kong, holding a Hong Kong license, regulated by the Hong Kong SFC, and primarily serving Hong Kong and overseas clients with investment services for international markets like Hong Kong and US stocks. They are separate legal entities subject to different regulations.
